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The Ministry of Education responded to my OIA request with a MapInfo TAB of New Zealand School Zones, delivered via email on Wednesday 22 April*.

The strange thing about this OIA request was that MinEdu didn’t respond with a “we’re working on it” email, and I only heard via the grapevine that they were processing the request. Nevermind, the data was delivered in the end.

* The data will be uploaded as a free layer to Koordinates, once we figure out how to handle some MapInfo TAB-related issues.

Update: NZ School Zones now available for free download from Koordinates.

I filed a request on 22 March 2009 under LGOIMA for three Auckland City geospatial datasets:

  1. community board polygons for Auckland City
  2. rating zone polygons for Auckland City
  3. building outlines for Auckland City

(1) was requested as it’s an essential dataset for Auckland City governance, and of obvious public interest. (2) was very poorly worded on my part, but was intended to be ‘zoning’ information (so this part of the request is void due to my wording). (3) is an odd dataset with little apparent value except to researchers, planners and the council itself. If there’s any value to this 3rd dataset, it’s that it can be used in road maps to indicate the presence of larger buildings, and that providers of such maps are generally private companies.

All of the above datasets have been requested by third parties, and are fairly innocuous.

Auckland City responded on 1 April 2009 that:

  1. Community board polygons would be provided under a $60/hour provision charge
  2. Rating zones – (they didn’t know what I was seeking and require further clarification)
  3. Building outlines would be provided for $6,600, minus a 10% discount of $660.

Some interesting notes were supplied with Auckland City’s response.

On why they’re charging for these datasets:

Auckland City Council geospatial data is generally available to anyone who requests it through our normal ‘Digital GIS Data’ ordering process.  Ordering data for own use of a person or Company  involves a fee for the data and the time spent extracting and sending it, though the data fee may be waived for very small datasets. 

and

As we have a process for purchasing a licence to use our geospatial datasets, they are not provided free of charge under the Local Government Official Information and Meetings Act process.

The ultimate extension of this logic is that Auckland City believes creating any bureaucratic sales process for getting information and data out of the council somehow over-rides the Local Government Official Information and Meetings Act ($1 million for emails between the Mayor and CEO, anyone?). Further clarification of this stance was requested on 1 April, but Auckland City has yet to reply.

On the quality of a dataset they want to charge $6,600 (minus 10% discount) for:

The building outline dataset was digitised from orthoimagery dating from 2002.  It is rough outlines only not cartographically standardised.

My ‘grapevine’ understanding is that this dataset has been updated since 2002. But not a very good sales pitch from Auckland City here, aside from the substantial amount they’re seeking.

On licensing:

Please note that all the datasets are licensed for your own use, and not for on-sale or provision to any third party.  You will be required to agree to these conditions before the data can be provided. 

Fulfilling a request made under LGOIMA isn’t optionally dependent on such license agreements: the council must supply the requested information unless they refuse it under a stated section of LGOIMA. Auckland City appears to share the view of the New Zealand Fire Service on this matter.

Some ‘people in the industry’ have made it known that historical decisions of the Office of the Ombudsmen might be impacting Auckland City’s stance on charging for the building outlines. Please contact us if you know more about such decisions.

Further updates and commentary will be posted when Auckland City responds to a ‘please clarify’ email of 1 April 2009.

The Fire Service has emailed a formal response, embedded below, to a request for their NZ suburbs dataset, which they call “NZ Localities”.

OIA 09-027
Uploaded with plasq’s Skitch!

Rather than a direct refusal to fulfil the OIA request, the response offers two options:

  1. Sign the restrictive license agreement and the data will be supplied.
  2. Don’t sign the license agreement and the request will be denied under Sections 9(c) and 9(e) of the Official Information Act.

The first point to note is that the OIA offers no scope for an agency to make it’s fulfilment of an OIA request dependent on the requester signing an arbitrary license agreement created by the agency. To empower Government agencies in such a fashion would likely make the OIA useless for it’s intended purpose – not just for GIS data requests, but for all requests for any kind of information made under the Official Information Act.

We don’t need to speculate on the purposes of the OIA, as they’re clearly stated in Section 4:

The purposes of this Act are, consistently with the principle of the Executive Government’s responsibility to Parliament,—

(a) To increase progressively the availability of official information to the people of New Zealand in order—
    (i) To enable their more effective participation in the making and administration of laws and policies; and
    (ii) To promote the accountability of Ministers of the Crown and officials,—
and thereby to enhance respect for the law and to promote the good government of New Zealand:
(b) To provide for proper access by each person to official information relating to that person:
(c) To protect official information to the extent consistent with the public interest and the preservation of personal privacy.

In contradiction to Section 4, the license agreement offered by the Fire Service contains clauses explicitly designed to impede the availability of the requested information to the people of New Zealand.

Clause 2 prevents transfer of the license, except under restrictions listed in later clauses: 

In consideration of the Licensee agreeing to the terms and conditions contained in this Agreement, the Licensor grants the Licensee a non-exclusive, non-transferable licence to use the Data, subject to the following terms and conditions.

Clause 4 requires constant Internet access:

Where the Data is required to be updated, at the sole discretion of the Licensor, such updates will be available twice yearly at www.fire.org.nz/data.  Updates will be available on 1 May and 1 December each year.  If there is no scheduled update, a notice to this effect will be posted at the above web address not less than 30 days prior to the relevant scheduled release date.

This is noteworthy, as Clause 10 requires the licensee to update their copy of the data when the Fire Service publishes a new version on their website:

Within 6 months of the release by the Licensor of an updated version of the Data the Licensee must cease using any previous version of the Data and commence use of the updated Data

80% of New Zealand households had Internet access in 2004. That figure may be nearer 90%-95% in 2009, but those without Internet access are still ‘people of New Zealand’.

Clause 9 is even sub-titled “Restrictions on use of the Data”. Those who sign the license agreement may not:

 (a) Modify the Data.  For the avoidance of doubt, this means that the vector data, names or SUFIs (Static or Stable Unique Feature Identifier) in the Data may not be changed or altered in any way, except that changes to the format of text and reprojection of the Data are allowed.

(b) Reverse engineer, disassemble or decompose or build a like or similar product.

(c) Sell, lease or otherwise provide or distribute the Data for commercial gain to third parties. For the avoidance of doubt, the Data may be distributed free of charge to third parties in accordance with clause 8

So assuming I refuse to sign this license agreement due to its onerous restrictions which contradict the OIA, that takes us to the parts of Section 9 referenced by the Fire Service.

Section 9-2-(c) is:

Avoid prejudice to measures protecting the health or safety of members of the public; or

It’s difficult to imagine how some digital map data of suburbs being freely used by the public of New Zealand might negatively impact the health or safety of the New Zealand public.

This suburb map data is presumedly derived from the general geographic knowledge of the New Zealand public, as captured by the New Zealand Fire Service and other agencies over the years. How can feeding data back to the public who originally defined the data risk the safety of that very same public?

[A quarrelsome person could argue the Fire Service impeding the distribution of this data as widely as possible does negatively impact the safety of members of  the public: there's less chance a given member of the public will know the 'generally agreed' suburb name and geographic extent used by emergency services. But let's not go there further than this side-note.]

Section 9 -2-(e) is:

Avoid prejudice to measures that prevent or mitigate material loss to members of the public; or

There’s no indication what the Fire Service might be referring to here. Their response states the entire dataset has been paid for by government organisations, out of taxes, rates and presumedly fire levies:

The Information is a geospatial dataset built, managed and maintained by a consortium of public sector and local government agencies. The cost of compiling, managing and maintaining the Information is met from public funds appropriated for the purpose of supporting location verification for emergency response and postal addresses.

It’s difficult to imagine a scenario where returning very broad geographical knowledge derived from the general public can cause material loss to members of that public, assuming privacy considerations have been met.

Even granting the Fire Service’s interpretation of 9-2-(c) and 9-2-(e) apply, the first half of Section 9 emphasises that the public interest can outweigh the reasons available under Section 9 to refuse an OIA request:

Where this section applies, good reason for withholding official information exists, for the purpose of section 5 of this Act, unless, in the circumstances of the particular case, the withholding of that information is outweighed by other considerations which render it desirable, in the public interest, to make that information available

So how is the public interest of relevance to this OIA request?

As any active member of the New Zealand GIS community will be aware, there is no standard and easily-available source of map data which defines New Zealand suburbs, as understood by the New Zealand public. Statistics New Zealand maintains a related (and easily available) dataset for census purposes, but that is not intended to be a definitive map of New Zealand suburbia: it is designed from the top-down to apply the nearest suburb-like name to a collection of statistical census units.

Comments I’ve received from people in the GIS industry suggest a significant number of decent-sized New Zealand organisations use the Fire Service suburb definitions in their own services and products. Thus the Fire Service data has evolved into a defacto standard, and it’s very much in the public interest for it to be made as widely available as possible.

Some updates on OIA requests currently underway for various geospatial datasets. Note the Official Information Act allows 20 working days to fulfil a request.

  • Department of Conservation – national track database. 29 days since I filed my request. They responded on 27 March with a ”We’re processing your request” and I haven’t heard from them since. I sent a follow-up email today and received an automated reply that my DoC contact is out of the office until next week. That puts them well on the far side of 20 working days.
  • Ministry of Education – school zones. Request filed 21 March. No communications received at all.
  • Fire Service – suburbs. Request filed 21 March. I’ve received two responses so far, from two different employees. The first asked ‘What I intended to use the data for’ and specifically if I intended to upload the data to Koordinates, to which I replied the OIA does not require the requester to state a purpose. The manager (?) of the first employee then responded that I could have the data for free if I signed a license agreement with the Fire Service. I responded that the OIA doesn’t make any allowance for license agreements, and would they please point to which clauses of the Official Information Act they think apply. I have yet to receive a third response. Here is a copy of the License Agreement they wanted me to sign:

Their agreement isn’t as restrictive as most, but that’s not the point. Surely a Government agency believing it can require acceptance of an arbitrary license agreement before fulfilling an OIA request defeats the entire purpose of the Official Information Act.

So to date, the Ministry of Health is the only Government agency to fulfil an OIA request for geospatial data quickly and without any significant problems.

On 21 Mar (a Saturday) OIA requests for geographic data were sent to the following agencies:

  • Ministry of Health – for District Health Board boundaries
  • Fire Service – for suburbs
  • Ministry of Education – for school zones

The OIA requests were filed via email to contact email addresses listed on their respective websites, with a format like:

Hi,

This is a request under the Official Information Act for:
- NZ District Health Boards, in a geospatial file format such as Shapefile or MapInfo.

Could you please send the above to: [email address]

Regards,
Ed Corkery

As of today, 1 April, useful data has been received from the Ministry of Health, nothing has been heard from the Ministry of Education, and I had an interesting email exchange with the Fire Service, which will be covered in a separate post.

On 23 March, the Ministry of Health replied via email that the data sought was already publicly available by aggregating Statistics New Zealand meshblocks via an Excel spreadsheet (Meshblock Concordance Table) available on the Ministry of Health’s website. After another prompt that their suggestion was technically difficult, MoH served up an actual shapefile containing the DHB boundaries. Unfortunately the Chatham Islands had been relocated 800km towards Hawkes Bay for map layout purposes, but that was easily fixed by a friend with ArcGIS. You can view the corrected layer on Koordinates as NZ District Health Boards (2006).

From initial OIA request to delivery of the shapefile on 25 March, the MoH went through the OIA cycle and provided two useful responses in only 3 working days.

Truly excellent OIA service.

Martin Tiffany of the Waikato Times noticed the Cook Islands Government created an Official Information Act based on New Zealand’s.

The Cook Islands News mentioned in Martin’s post has published the Cook Islands Official Information Act on their website. It came into force on 11 Feb 2009.

I know some Cooks enthusiasts (members of the large expatriate community who dream about reforming the Islands) who could use the OIA to good effect.

The Ministry of Justice maintains a very useful Directory of Official Information, including an alphabetical listing of Government agencies and related organisations which fall under the Official Information Act. The most recent version I can find is dated 2007 and refers to the previous Labour Government; let’s hope it’s updated soon.

Quite a few more organisations on the list than I expected, such as universities and CRI’s.

OIA enforcement

So what happens In The Real World when an agency refuses or delays repeated requests for information under the OIA? Nothing much, says Stephen Price in a post on enforcing the OIA (also see the example of the Department of Corrections).

The types of government-held information this blog is interested in aren’t embarrassing to the hierarchy of your average Government agency, so I think the escalation paths already available to the Ombudsman are quite effective in our context of low-level data requests. Theoretically, you can encourage the Ombudsman’s Office to issue a report to a higher management step each time a request is rebuffed, until eventually the Prime Minister’s Office or the relevant Mayor is reached.

[This is a substantial rewrite of my initial post of March 9th]

Koordinates has recently moved into new offices on High St, in the Auckland Central Business District. High St is a fairly busy narrow one-way running parallel to Queen St, Auckland City’s main drag.

Soon after moving in, I noticed a high frequency of parking wardens ticketing vehicles along the street. It seemed they might be maintaining a constant “patrol”.

There’s good economic reasons for doing that, of course. High St:

  • has a high “through-put”of vehicles
  • has a range of boutique shops, cafes and ‘creative’ businesses (i.e. above average earners frequent them)
  • is a short, flat and easy-to-walk road with a large number of vehicles parked in a small area (because it’s a narrow one-way with parking on either side)
  • has restrictive parking policies
  • has a number of “Loading Zones”, the meaning of which appears to confuse some drivers

These thoughts led me to wonder how much money the local council makes off parking infringement notices, and whether they financially reward parking wardens for higher ticket revenues.

To investigate matters further, I requested some statistics from the Auckland City Council under LGOIMA:

I’m looking for detailed statistics and revenue information for parking infringement notices issued to vehicles parking on High Street, Auckland CBD over the past three years (2007, 2008, January 2009). I’m also looking for information on the remuneration of parking wardens operating in the area over the same period of time – general salary levels, any bonus systems operating, particularly any salary components tied to ticketing or revenue performance.

The Council responded quickly with a “Request acknowledged” email + PDF. On 9 Mar 2009 they forwarded an email containing some statistics (see PDF linked below for more detail):

Parking fine revenue for High St, Auckland CBD, in 2008: $358,000

Infringement tickets issued: 7629 in 2008.

Average revenue per ticket: $47.

Average salary for an Auckland City parking warden in 2008: $42,285.81

Note the figures above exclude normal parking fees for street parking.

So assuming one full-time parking warden patrols High St on a salary of ~$43,000 + 25% overhead, the Auckland City Council makes a $304,250 paper profit on infringement notices for the street. However collection costs on some infringement notices could be very high.

In response to the query about parking warden renumeration:

Enforcement officers are remunerated on a competency based grading system.  This system ranges from grade one to grade three.  Within each grade there are three sub grades. The sub grades are reached through a series of competency assessments that are evaluated monthly for each officer.  The competency assessments are made up of knowledge base and demonstrated competency.  Each officer is evaluated on street by his or her supervisor monthly.  This includes a working knowledge of the full range of infringement notices.  Audits are completed on infringement notices as a part of the grading for effectiveness and detail on officers notes.

Officers are evaluated each month by a mystery parker, the rating system ranges from a A+ through to the lowest mark of a D.  This is a third party evaluation and used as part of the overall grading system. Cancellations (officer error) are noted on the grading system. 

This portion of the response is a bit vague, so deserves further clarification.

The next step will be to request similar information for a greater number of Auckland roads, and investigate the collection costs for parking infringement notices. Then we can whip up a quick map symbolising parking ticket revenue across Auckland City.

PDF of the LGOIMA Response

I filed a request under the OIA via the Department of Conservation’s general enquiries webpage on Monday for any geospatial walking track data they hold.

I’ve yet to receive confirmation my enquiry was received at all, let alone recognition of my OIA request. There’s nothing in my spam filter.

Perhaps it takes a week or two to filter through the DoC ranks.

Update 27 Mar 2009: DoC has now acknowledged my request.

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